Abstracts
Résumé
Cette recherche explore les effets organisationnels et managériaux de l’adoption d’un dispositif en plein développement dans les collectivités locales, le budget participatif (BP). Une étude qualitative portant sur deux BP révèle la perception de plusieurs effets, aussi bien au niveau décisionnel et politique, qu’au niveau opérationnel. Le dispositif vient bousculer les modalités de décision publique (équilibre des pouvoirs, priorités politiques…), d’organisation du travail ainsi que les pratiques managériales (transversalité, espaces de co-création/co-production, nouveaux outils…). Plusieurs freins et/ou leviers à l’effectivité démocratique du BP sont identifiés (coordination, surcharge, besoin d’accompagnement à l’acquisition de compétences nouvelles…). Sans provoquer de changement radical, le BP génère des ajustements organisationnels et managériaux significatifs, intéressants à interpréter dans le sens d’un meilleur management de la valeur publique (PVM).
Mots-clés :
- Budget Participatif,
- Effets organisationnels,
- Pratiques managériales,
- Management de la Valeur Publique,
- Collectivités locales
Abstract
This research examines the organizational and managerial effects of the implementation of participatory budgeting (BP), a rapidly developing mechanism in local governments. A qualitative study of two BP initiatives reveals the perception of several effects at the decision-making and political level, as well as the operational level. The mechanism reshapes public decision-making processes (balance of power, political priorities...), work organization, and managerial practices (transversality, spaces for co-creation/co-production, new tools...). Several barriers and/or enablers to the democratic effectiveness of BP are identified (coordination, work overload, need for support in acquiring new skills...). Without causing radical change, PB generates significant organizational and managerial adjustments, interesting to interpret in the context of better public value management (PVM).
Keywords:
- Participatory Budgeting,
- Organizational Effects,
- Managerial Practices,
- Public Value Management,
- Local Governments
Resumen
Esta investigación examina los efectos organizativos y de gerencia, de la implementación de un mecanismo en desarrollo en los gobiernos locales, el presupuesto participativo (BP). Un estudio cualitativo de dos BP revela la percepción de varios efectos, al nivel de la toma de decisiones y político, y al nivel operativo. El mecanismo reconfigura los procesos de toma de decisiones públicas (equilibrio de los poderes, prioridades políticas...), de organización del trabajo y las prácticas de gerencia (transversalidad, espacios de co-creación/co-producción, nuevas herramientas...). Se identifican varias barreras y/o facilitadores para la efectividad democrática del BP (coordinación, sobrecarga de trabajo, adquisición de nuevas competencias...). Sin provocar un cambio radical, el BP genera ajustes de organización significativos, interesantes de interpretar en el contexto de una mejor gestión del valor público.
Palabras clave:
- Presupuesto Participativo,
- Efectos organizativos,
- Prácticas de gerencia,
- Gestión del Valor Público,
- Gobiernos locales
Appendices
Bibliographie
- Aleksandrov, E., Bourmistrov, A. & Grossi, G. (2018). Participatory budgeting as a form of dialogic accounting in Russia : Actors’ institutional work and reflexivity trap. Accounting, Auditing and Accountability Journal, 31(4), 1098–1123. https://doi.org/10.1108/AAAJ-02-2016-2435
- Allegretti, G. & Copello, K. (2018). Winding around money issues. What’s new in PB and which windows of opportunity are being opened ? In N. Dias (Ed.), Hope for Democracy, 30 Years of Participatory Budgeting Worldwide. https://npms.cfh.ufsc.br/files/2018/09/hope_for_democracy_-_digital.pdf
- Baiocchi, G. & Ganuza, E. (2014). Participatory Budgeting as if Emancipation Mattered. Politics and Society 42(1), 29–50. https://doi.org/10.1177/0032329213512978
- Barbera, C., Sicilia, M. & Steccolini, I. (2016). The participatory budgeting as a form of co-production. SpringerBriefs in Applied Sciences and Technology, 27–39. https://doi.org/10.1007/978-3-319-30558-5_30.1007/978-3-319-30558-5_3
- Bartocci, L., Grossi, G. & Mauro, S.G. (2019). Towards a hybrid logic of participatory budgeting. International Journal of Public Sector Management 32(1), 65–79. https://doi.org/10.1108/IJPSM-06-2017-0169
- Bartocci, L., Grossi, G., Mauro, S.G., Ebdon, C. (2023). The journey of participatory budgeting : a systematic literature review and future research directions. International Review of Administrative Science 89(3), 757-774. https://doi.org/10.1177/00208523221078938
- Berner, M., Amos, J., & Morse, R. (2011). What Constitutes Effective Citizen Participation in Local Government ? Views from City Stakeholders. Public Administration Quarterly, 35(1), 128. http://www.jstor.org/stable/41804544
- Bézard, A. (2022). Le budget participatif, une opportunité pour développer notre culture de la participation citoyenne, Note de la Fondation Jean Jaurés, https://www.jean-jaures.org/publication/le-budget-participatif-une-opportunite-pour-developper-notre-culture-de-la-participation-citoyenne/
- Bingham, L.B., Nabatchi, T. & O’Leary, R. (2005). The new governance : Practices and processes for stakeholder and citizen participation in the work of government. Public Administration Review 65(5), 547–558. https://doi.org/10.1111/j.1540-6210.2005.00482.x
- Blanc, A., Drucker-Godard, C., & Ehlinger, S. (2014), Exploitation des données textuelles, in Thiétart, R.A, Méthodes de recherche en management. 4eme éd, Dunod.
- Bracci, E., Gagliardo, E. D., & Bigoni, M. (2014). Performance management systems and public value strategy : a case study. In Public Value Management, Measurement and Reporting, Emerald. https://doi.org/10.1108/S2051-663020140000003006
- Broussine M. (2003), Public Leadership, in Bovaird T. & Löffler E. (Eds), Public Management and Governance, 1st edition, Routledge, London. ISBN 0-203-63421-7
- Broussolle, Y. (2019). Les budgets participatifs. Gestion & Finances Publiques, 3, 32-38. https://doi.org/10.3166/gfp.2019.3.004.
- Brun-martos, M. I., & Lapsley, I. (2017). Democracy, governmentality and transparency : Participatory budgeting in action. Public Management Review, 19(7), 1006-1021. https://doi.org/10.1080/14719037.2016.1243814
- Cabannes, Y. (2015). The impact of participatory budgeting on basic services : municipal practices and evidence from the field. Environment and Urbanization 27(1), 257–284. https://doi.org/10.1177/0956247815572297
- Cabannes, Y. (2017), Participatory Budgeting in Paris : Act, Reflect, Grow, in : Cabannes, Y. (ed.) Another City is Possible with Participatory Budgeting. Montréal/New York/London : Black Rose Books.
- Carmouze, L. (2020), L’intégration des relations inter-organisationnelles entre les métropoles et les régions : processus de structuration des stratégies d’attractivité territoriale. Thèse de Doctorat en sciences de Gestion. Aix-Marseille-Université (AMU); Centre d’Études et de Recherche en Gestion d’Aix-Marseille (CERGAM). https://theses.fr/2020AIXM0592
- Célérier, L. & Cuenca Botey, L.E. (2015). Participatory budgeting at a community level in Porto Alegre : a Bourdieusian interpretation. Accounting, Auditing and Accountability Journal 28(5), 739–772. https://doi.org/10.1108/AAAJ-03-2013-1245
- Chenhall R.H. & Brownell, P. (1988). The effect of participative budgeting on job satisfaction and performance : Role ambiguity as an intervening variable, Accounting, Organizations and Society, 13(3), 225-233. https://doi.org/10.1016/0361-3682(88)90001-3
- Cherkaoui W.C., Jahmane, A., Montargot, N. (2017). L’impact de la perception des changements organisationnels sur le bien-être des cadres, Question(s) de management, 17, EMS éditions, 69-83. https://doi.org/10.3917/qdm.172.0069.
- Christensen, H.E. & Grant, B. (2016). Participatory Budgeting in Australian Local Government : An Initial Assessment and Critical Issues. Australian Journal of Public Administration 75(4), 457–475. https://doi.org/10.1111/1467-8500.12219
- Christens, B. & Speer, P.W. (2006), Review essay : tyranny/transformation : power and paradox in participatory development, Qualitative Sozialforschung/Forum : Qualitative Social Research, 7(2). https://doi.org/10.17169/fqs-7.2.91
- Cooke, B. & Kothari, U., (2001), Participation : The New Tyrannie, Zed Books, London, New-York. https://doi.org/10.1016/S0738-0593(02)00022-6
- Dias, N., Enriquez, S. & Julio, S., (2019), Participatory Budgeting World Atlas 2019, Faro, Portugal : Epopeia and Oficina. ISBN : 978-989-54167-3-8
- Dumez, H. (2013). Qu’est-ce qu’un cas ? Le Libellio d’Aegis, 9(2), 13–26. http://lelibellio.com/libellio-vol-9-numero-2-ete-2013/
- Ebdon, C., & Franklin, A. (2004). Searching for a role for citizens in the budget process. Public Budg. Finance, 24(1), 32–49. https://doi.org/10.1111/j.0275-1100.2004.02401002.x
- Ebdon, C., & Franklin, A. (2006). Citizen participation in budgeting theory. Public Adm. Rev., 66(3), 437–447. https://doi.org/10.1111/j.1540-6210.2006.00600.x
- Escobar, O. (2021). Transforming Lives, Communities and Systems ? Co-production Through Participatory Budgeting. In The Palgrave Handbook of Co-Production of Public Services and Outcomes (pp. 285–309). Springer International Publishing. https://doi.org/10.1007/978-3-030-53705-0_15
- Farrelly, M. (2009). Citizen Participation and Neighbourhood Governance : Analysing Democratic Practice. Local Government Studies, 35(4), 387–400. https://doi.org/10.1080/03003930902992675
- Ferlie, E., Pegan, A., Pluchinotta, I. & Shaw, K., (2020), Deliverable 1.1 : Literature Review - Co-Production and Co-Governance : Strategic Management, Public Value and Co-Creation in the Renewal of Public Agencies across Europe, COGOV Project, H2020 Fund, Grant Agreement No 770591, http://cogov.eu/wp-content/uploads/2020/05/COGOV-DeliverableWP1-1.pdf
- Fung, A. (2015). Putting the Public Back into Governance : The Challenges of Citizen Participation and Its Future. Public Administration Review 75(4), 513–522. https://doi.org/10.1111/puar.12361
- International IDEA. (2022). Global State of Democracy Report 2022 : Forging Social Contracts in a Time of Discontent. International Institute for Democracy and Electoral Assistance. www.idea.int/democracytracker/gsod-report-2022
- Kettl, D. F. (2002). The transformation of governance. Baltimore : Johns Hopkins University Press. https://doi.org/10.56021/9781421416359
- Krenjova, J. & Raudla, R. (2013). Participatory budgeting at the local level : challenges and opportunities for new democracies. Admin. Culture, 14(1), 18–46. https://halduskultuur.eu/journal/index.php/HKAC/article/view/78
- Kuruppu, C., Adhikari, P., Gunarathna, V., Ambalangodage, D., Perera, P. & Karunarathna, C. (2016). Participatory budgeting in a Sri Lankan urban council : A practice of power and domination. Critical Perspectives on Accounting, 41, 1–17. https://doi.org/10.1016/j.cpa.2016.01.002
- Lerner, J. (2011). Participatory budgeting : Building community agreement around tough budget decisions. Natl. Civic Rev., 100(2), 30–35. https://doi.org/10.1002/ncr.20059
- Magliacani, M. (2020). The Public Value Sphere Within the Participatory Budgeting : Evidences From an Italian Smart City. Journal of US-China Public Administration, 17(3). https://doi.org/10.17265/1548-6591/2020.03.001
- Manes-Rossi, F., Brusca, I., Orelli, R.L., Lorson, P.C., Haustein, E. (2023). Features and drivers of citizen participation : Insights from participatory budgeting in three European cities. Public Management Review, 25(2), 201-223. https://doi.org/10.1080/14719037.2021.1963821
- McMullin, C. (2018). La coproduction des services publics : tour d’horizon d’un concept. Action publique, (2), 11-20. https://doi.org/10.3917/aprp.002.0012
- Michels, A. (2011). Innovations in democratic governance : How does citizen participation contri- bute to a better democracy ? International Review of Administrative Sciences, 77(2), 275–293. https://doi.org/10.1177/0020852311399851
- Miles M. B., Huberman A. M. & Saldana J. (2014), Qualitative data analysis, Thousand Oaks : Sage publications.
- Moore, M.H. (1995), Creating Public Value : Strategic Management in Government. Cambridge : Harvard University Press.
- Nabatchi, T. (2012). Putting the “Public” Back in Public Values Research : Designing Participation to Identify and Respond to Values. Public Administration Review, 72, 699-708. https://doi.org/10.1111/j.1540-6210.2012.02544.x
- OECD (2020), Innovative Citizen Participation and New Democratic Institutions : Catching the Deliberative Wave, OECD Publishing, Paris. https://doi.org/10.1787/339306da-en.
- OECD (2022), SUMMARY NOTE : Dispelling Myths about Participatory Budgeting across Levels of Government, Informal Workshop of the OECD Network on Fiscal Relations across Levels of Government and Working Party of Parliamentary Budget Officials and Independent Fiscal Institutions https://www.oecd.org/tax/federalism/participatory-budgeting-note.pdf
- O’Leary, R., Gerard, C., & Bingham, L. B. (2006). Introduction to the symposium on collaborative public management. Public Administration Review, (66), 6-9. https://doi.org/10.1111/j.1540-6210.2006.00661.x
- O’Flynn J. (2007), From New Public Management to Public Value : Paradigmatic Change and Managerial Implications, Australian Journal of Public Administration, 66(3), 353-366. https://doi.org/10.1111/j.1467-8500.2007.00545.x
- Park J. H. (2018). Does Citizen Participation Matter to Performance-Based Budgeting ? Public Performance & Management Review, 1-25. https://doi.org/10.1080/15309576.2018.1437050
- Sintomer, Y., Herzberg C. & Rocke A. (2008). Participatory Budgeting in Europe : Potentials and Challenges. International Journal of Urban and Regional Research 32(1), 164–178. https://doi.org/10.1111/j.1468-2427.2008.00777.x
- Soldo E. (2018), Vers une théorisation de l’Attractivité Territoriale Durable (ATD) - De l’ancrage démocratique des projets culturels de territoire à l’attractivité territoriale durable, Habilitation à Diriger des Recherches en Sciences de Gestion.
- Soldo E. & Arnaud C. (2016), L’évaluation stratégique : une démarche qui favorise la gestion démocratique des projets de territoire, Management International, 20(4), 12-25. https://doi.org/10.7202/1051672ar
- Soldo E., Carmouze L. & du Boys C. (2021), Le budget participatif : un dispositif au service du management de la valeur publique ? Politiques et Management Public, 38(4), 425-444. https://www.jle.com/fr/revues/pmp/e-docs/03._le_budget_participatif_un_dispositif_au_service_du_management_de_la_valeur_publique__346543/article.phtml
- Stoker G. (2006). Public Value Management. A New Narrative for Networked Governance ? American Review of Public Administration, 36(1), 41-57. https://doi.org/10.1177/0275074005282583
- Thiétart, R. (2014). Méthodes de recherche en management (4eme ed.). Dunod.
- Uddin, S., Gumb, B. & Kasumba, S. (2011), Trying to operationalise typologies of the spectacle : A literature review and a case study, Accounting, Auditing & Accountability Journal, 24(3), 288-314. https://doi.org/10.1108/09513571111129950
- UNDP (2001). Human development report 2001. UNDP, NewYork, https://hdr.undp.org/content/human-development-report-2001
- Yin, R. K. (2014). Case Study Research : Design and Methods (5th ed.). Sage Publications.
- Zhang, Y., & Liao, Y. (2011). Participatory budgeting in local government : Evidence from New Jersey municipalities. Public Performance and Management Review, 35(2), 281–302. https://doi.org/10.2753/PMR1530-9576350203

